Presentation
Introduction to Regulatory Compliance
Read Time: 1 minMortgage Banker’s Association
Legal Issues and Regulatory Compliance Conference
Los Angeles, CASandy Shatz (Irvine) co-presented “Introduction to Regulatory Compliance” at the MBA’s Legal Issues and Regulatory Compliance Conference in Los Angeles on Sunday, April 29. This session provided a foundational overview of the role of the regulatory compliance professional and elements for success. Key concepts included the compliance management system, the rulemaking process, key mortgage laws, and their provisions and insight on the various regulatory bodies.